Associate Advisor

About Allworth Financial

Allworth Financial ( www.allworthfinancial.com ) is an independent investment advisory firm providing full-context wealth planning solutions. The firm brings together investment, tax, retirement, estate, and other financial considerations to help clients evaluate decisions in the context of their whole financial lives.

Founded in Sacramento, California, in 1993, Allworth Financial is a high-growth, private equity-backed, multibranch registered investment adviser. Allworth is primarily a fee-based fiduciary advisory firm that emphasizes client well-being and education. The firm continues to expand through acquisitions and organic growth.

Allworth is a great place to work and build a career. The firm ranks among the top 15 on Barron’s Top 100 RIA Firms list, has a historical client retention rate of 97%, and is a National Business Research Institute (NBRI) Circle of Excellence Award winner. Learn more at AllworthFinancial.com.

SUMMARY

The Associate Advisor plays a critical role in supporting Financial Advisors and the broader planning team by delivering high-quality financial planning, client service, and analytical support. This role is designed for an early-career advisor who is building technical expertise, client-facing skills, and a strong understanding of Allworth Financial’s planning philosophy and business model, with a long-term path toward becoming a Lead Advisor.

KEY RESPONSIBILITIES

Support Financial Advisors in the preparation, development, and implementation of comprehensive financial plans for clients

Participate in client meetings by shadowing and, over time, actively contributing to discussions and follow-ups

Conduct financial analysis, research, and casework related to investments, retirement planning, tax strategies, estate planning, and risk management

Prepare client-facing materials, meeting summaries, and plan updates

Assist with ongoing client communication and service requests in a timely, professional manner

Collaborate with internal teams (planning, operations, investment management, and client service) to deliver a seamless client experience

Gain exposure to Allworth Financial’s full business model through cross-functional learning and shadowing opportunities

Attend firm-sponsored meetings, workshops, and training sessions

Actively pursue professional development, including progress toward CFP® certification

REQUIREMENTS & QUALIFICATIONS

Bachelor’s degree in Finance, Economics, Business, or a related field

Progress toward or strong interest in obtaining the CFP® designation

Strong analytical, organizational, and problem-solving skills

Excellent written and verbal communication skills

Ability to manage multiple priorities in a fast-paced, client-focused environment

Demonstrated initiative, curiosity, and desire to grow as a financial advisor

Ability to work both independently and collaboratively within a team

Proficiency or ability to quickly learn financial planning software and internal systems

PHYSICAL REQUIREMENTS

Prolonged periods of sitting and working at a computer

Ability to attend in-person meetings and events as required

The above statements are intended to describe the general nature and level of work being performed by individuals assigned to this position. This job description is not intended to be an exhaustive list of all duties, responsibilities, or qualifications. Pay range of $65k -90k plus 10% bonus

BENEFITS

We value our associates’ time and effort. Our commitment to your success is enhanced by our competitive base pay and an extensive benefits package, including:

Medical: Blue Shield (PPOs and HDHP with HSA) plans and Kaiser (HMO) plans for California associates

Dental insurance with MetLife

Vision insurance with VSP

Optional supplemental benefits

Healthcare savings accounts with company contribution

Flexible spending accounts

Flexible working arrangements

Generous 401K contributions

Exempt associates qualify for our flexible paid time off policy

Non-Exempt associates will receive 15 days of paid time off annually during the first three years of employment

11 Paid Holidays

Option to participate in our Equity Purchase Program (Contract, intern, and part-time employees are not eligible)

Future growth opportunities within the company

In addition, we work to maintain the best possible environment for our associates, where people can learn and grow with the firm. We strive to provide a collaborative, creative environment where each person feels encouraged to contribute to our processes, decisions, planning and culture.

Benefits are available to full-time associates who work more than 30 hours a week.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. Typical reporting relationships are described, but actual relationships may vary in some instances. This job description is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job.

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