Associate General Counsel, Regulatory Products

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an Associate General Counsel, Regulatory Products based in United States.

• This is a high-impact legal role at the intersection of financial regulation, technology, and product innovation.
• You will serve as a strategic legal partner throughout the full product lifecycle, from early ideation through launch and ongoing iteration.
• Working closely with Product, Operations, Technology, Compliance, and senior leadership, you will help shape products and services designed for consumers.
• The role focuses on providing practical, business-minded guidance while navigating complex securities and financial regulations.
• You will advise on emerging areas including AI-powered tools, automated financial communications, ETFs, and research products.
• This position is ideal for an entrepreneurial attorney who can quickly assess regulatory risk and translate legal complexity into actionable guidance.
• You will play a key role in enabling responsible innovation while helping build trusted, compliant, and technology-forward financial products.