Senior Manager, Product Control

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Data & Analytics

Pay Details:

$115,600 - $163,200 CAD

This role is eligible for a discretionary variable compensation award that considers business and individual performance.

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Role and Responsibilities:

The senior manager is accountable for ensuring accurate and timely reporting for the income statement and balance sheet for Global Equities Derivatives businesses in TD Securities. This role will liaise with Front Office, Information Technology, Risk, Finance and other control functions and key stakeholders.

Acting as key advisor to the front-office, Risk, Finance, and other key stakeholders for the coverage businesses, providing insight and analysis of the financial results. Specific activities would include the following:

Manage a team of talented controllers supporting the P&L validation processes and P&L attribution metrics for Volcker Reporting.

Responsible for key controls and sox controls review and sign off.

Accountable for the accuracy of P&L and Balance Sheet through robust substantiation.

Inform senior management and key stakeholders of any significant irregularities.

Review and approve new product and material business changes.

Identify opportunities to improve/streamline processes leveraging AI technology.

Proactively monitor all operational issues pertaining to the trading portfolios assigned.

Skills:

Strong financial and business acumen

Skilled relationship manager with developed management and collaboration skills to work with a variety of stakeholders

Ability to lead and influence

Promote a positive work environment that encourages teamwork, productivity, innovation, creativity, analysis, and advice.

Demonstrate resiliency in the face of new problems and/or challenges while adapting quickly to change

Adhere to relevant compliance, professional standards, and regulatory and bank policies

University degree with a professional accounting/finance designation (i.e., CPA, CFA, CMA) or an MBA is an asset

10+ years' experience in Product Control preferred specific experiences in Equity Derivatives and Equity Financing businesses in a large financial services organization

People Management experience leading large teams

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Oversees a large and significant multi-faceted financial reporting and attribution function and stakeholder support overall accountability for providing strategic direction, guidance on a broad and diverse range of complex reporting activities / controls / analysis / commentary and/or specialized project support.

Provides effective challenge, oversight, and outcomes, while operating within the Bank's risk appetite with focus on the controls and effective processes

CUSTOMER

Lead a team to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with TD Finance business objectives

Set service and control standards, implement, and operate systems to monitor service delivery

Oversee research, development and implementation of new processes, technologies, or operating models

Develop and maintain effective working relationships with internal and external partners for the purposes of delivering optimal customer service

Coach to ensure operational problems are handled appropriately, and participate in the negotiation and resolution of complex and/or escalated issues where necessary

Primary escalation points for significant risk matters / exceptions

Act as subject matter expert for own area and provide guidance / advice and recommendations to support dealings with internal / external partners

Contribute to the analysis, and execution of potential business restructures, acquisitions, joint ventures and /or divestitures within own area of responsibility

Manage / coordinate client requests for finance support and/or reports, ensuring that solutions balance and address business partner needs with overall Finance capabilities

Participate on internal / external committees as appropriate to provide advice / counsel to business / finance partners and/or represent TDBG interests

SHAREHOLDER

Plan resources and execute on strategic resourcing / professional practice related activities, review and communicate team results, and adjust methodologies / curriculum accordingly

Execute on the annual business plan to deliver results aligned with business strategies

Manage overall budget, and expenditures, meet business objectives while increasing efficiency and effectiveness

Proactively identify key business opportunities, research, and recommend enhancements / modifications, develop strategies to achieve recommendations and work closely with team to execute and implement

Monitor and communicate the effectiveness of strategies, programs, and practices related to own area of expertise

Protect the interests of the organization – identify and manage risks, and escalate non-standard, high risk transactions / activities as necessary

Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts

Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

Ensure colleagues are knowledgeable; and assume responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct

EMPLOYEE / TEAM

Contributes to the development of business segment and/or enterprise functional strategic priorities within their operational area or field of specialty

Develops annual and/or long-term plans for own area and influences plans well beyond area managed

Responsible for management of the overall team providing both leadership and guidance

Set targets and performance objectives for the team, and deliver results

Grow team expertise to align with business/enterprise demand and direction; assess team skills and capabilities and continually look for ways to provide and enhance the value delivered

Lead a high performing team; provide on-going feedback and performance reviews, coach and develop employees and ensure performance management activities are undertaken and provide regular input into employee assessments and development plans

Lead the process of setting performance objectives for the team; track, monitor and effectively address and/or reward performance in a timely manner

Manage employees in compliance with all human resources policies, procedures, and guidelines of conduct

Share knowledge, information, skills, and subject matter expertise among the team and ensure the timely communication of issues and encourage good working relationships with other functions and teams

Support an environment where team freely escalates business challenges; facilitate change through positive reinforcement of milestones and successes

Recruit for all hires to ensure a highly diverse, qualified workforce to achieve business objectives

Establish and foster a cohesive team; promote a fair and equitable environment that supports a diverse workforce and enco