AML COMPLIANCE MANAGER I

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BBVA es una compañía global con más de 160 años de historia que opera en más de 25 países donde damos servicio a más de 80 millones de clientes. Somos más de 121.000 profesionales trabajando en equipos multidisciplinares con perfiles tan diversos como financieros, expertos legales, científicos de datos, desarrolladores, ingenieros y diseñadores

Job Purpose & Objectives

• •Assist and support business management in identifying, assessing, measuring and mitigating compliance risks.
• •Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the context of corporate governance.
• •Handle regulatory issues related to business partners and ensure appropriate management escalation.
• •Manage relationships and develop mutual understanding with the regulators and monitoring authorities with respect to compliance matters.
• •Work closely with business partners to broaden and deepen their knowledge and behaviour on business and industry specific regulatory requirements.

Key Responsibilities

• •Provide advice and support to the business units and management with regard to potential regulatory impacts of relevant laws, rules, regulations and guidelines.
• •Participate in reviewing new business/new product initiatives and provide compliance input to ensure compliance with applicable regulatory requirements and internal policies.
• •Provide advice on KYC documentation and transactions screening, and monitor transaction alerts to ensure compliance with relevant anti-money laundering and sanction regulations.
• •Provide compliance advice on GM business operations and activities surveillance.
• •Prepare and update policies and procedures in line with Group Policy and with regard to local laws, rules, regulations and guidelines.
• •Conduct compliance induction to new joiners and provide training to relevant staff on changes and development of laws, rules, regulations and guidelines.
• •Ensure business activities are properly licensed and all relevant staff are properly registered with regulators as appropriate.
• •Monitor key compliance issues and ensure prompt escalation to senior management or designated committee.
• •Liaise with relevant regulators for any regulatory enquiries and compliance related issues.
• •Assist in regulatory reviews conducted by regulators and help prepare regulatory reporting, filings and self-assessments as required.
• •Perform compliance review on business units in accordance with the standards and guidelines contained in the compliance monitoring plan.
• •Assist in any other ad hoc projects.

Job Specifications

Qualification & Experience

• •Degree holder in Finance, Accounting or Laws
• •At least 8 years compliance experience in financial institutions

Knowledge & Skills

• •In-depth knowledge of regulatory and compliance requirements in relation to banking business especially in Sustainability & Financial Market, AML&CTF and Data Protection.
• •Well-versed with banking services and financial products
• •PC literacy (Microsoft Office including word, excel and powerpoint)

Language

• •Proficient in written and spoken English
• •Proficient in written and spoken Chinese

Other Skills (e.g. Interpersonal, Communication etc)

• •Strong interpersonal and communication skills
• •Customer-oriented
• •Well-organized and meticulous in details
• •Ability to work in a matrix reporting structure, multi-functional and cross-cultural environment
• •Ability to work independently, self-motivated and be a team player
• •Ability to work under pressure

Habilidades:

Cumplimiento normativo