Audit Manager I (US) - Application Audit

Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$77,260 - $128,940 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Audit Job Description:

The Audit Manager I executes audits for an assigned business, function or project as part of a team or as an individual contributor and/or provide subject matter expertise on audits ranging in complexity. May manage/lead a number of moderately complex audits, related engagement and/or projects/initiatives. and has responsibility for completion of the audit.

This role will contribute to the execution of audits across Technology and Enterprise Platforms. Working as part of a team, you will perform audit testing, assess risks and controls, and support the delivery of high-quality audit outcomes in accordance with established standards. You will develop expertise in technology risks and controls while partnering with business and Technology teams to strengthen control environments across TD Bank Group.

Depth & Scope:

• •Works as an audit subject matter expert and may coach and educate others
• •Oversees and/or independently performs audits from end-to-end
• •May lead moderately complex audits and have responsibility for completion of the audit
• •Undertakes and completes a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
• •Ability to process and handle confidential information with discretion

Education & Experience:

• •Undergraduate degree required
• •5+ years of relevant experience

Must Have Skills / Requirements:

• •Execute audit procedures, including walkthroughs, control testing, and documentation in line with audit methodology
• •Prepare and maintain audit workpapers (e.g., test scripts, testing results, evidence) ensuring accuracy and completeness
• •Support audit planning activities, including risk assessments and development of audit programs
• •Identify and assess IT risks and controls using a risk-based approach
• •Contribute to the development of audit findings, including observations, root cause, and impact
• •Support preparation of audit reports and related deliverables
• •Assist in tracking and validating remediation of audit findings
• •Collaborate with audit team members and stakeholders to gather information and support audit execution
• •Participate in discussions with business and technology partners and communicate effectively throughout the audit lifecycle
• •Contribute to continuous improvement initiatives and stay current on emerging risks and technology trends

Preferred Skills:

• •3–5+ years of experience in IT audit, IT risk, or related areas
• •Undergraduate degree in Computer Science, Information Technology, Accounting, or a related discipline
• •Relevant professional certification(s) such as CISA, CISSP, CIA, or CPA are preferred
• •Candidates who do not hold a CISA designation are expected to obtain it within 12 months of joining the role
• •Foundational understanding of IT risks and controls (e.g., ITGCs, access management, change management)
• •Exposure to application, infrastructure, or data environments
• •Familiarity with emerging technologies (e.g., cloud, APIs, Agile delivery) is an asset
• •Experience with databases (e.g., SQL/Oracle) and operating systems (e.g., Unix/Windows) is an asset
• •Strong analytical and problem-solving skills
• •Effective written and verbal communication skills
• •Ability to manage multiple priorities and meet deadlines
• •Collaborative team player with a willingness to learn and grow

Customer Accountabilities:

• •Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
• •Executes testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• •May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• •May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• •Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• •Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit
• •Presents objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• •Executes follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• •Provides subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

Shareholder Accountabilities:

• •Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assist in identifying control weaknesses / failures, potential opportunities to improve operational efficiencies for own business area
• •May develop and provides complex reporting, analysis, and assessments at the functional or enterprise level
• •Prioritizes and manages own workload to deliver quality results and meet assigned timelines
• •Keeps current on emerging trends / developments and grows knowledge of the business, analytical tools and techniques and apply them where appropriate
• •Develops and delivers audit findings, presentations / communications to management or broader audience
• •Assesses / identifies key issues and escalates to appropriate levels and relevant stakeholders where required
• •Contributes to the analysis, due diligence and implementation of initiatives within defined area of responsibility

Employee/Team Accountabilities:

• •Continuously enhances knowledge / expertise in own area
• •Supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues / points of interest
• •Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency
• •Establishes effective relationships across multiple businesses
• •Participates in knowledge transfer within the team and business units
• •Works to achieve individual goals and support other team members in the achievement of team goals and divisional objectives

Physical Requirements:

Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%

• •Domestic Travel – Occasional
• •International Travel – Never
• •Performing sedentary work – Continuous
• •Performing multiple tasks – Continuous
• •Operating standard office equipment - Continuous
• •Responding quickly to sounds – Occasional
• •Sitting – Continuous
• •Standing – Occasional
• •Walking – Occasional
• •Moving safely in confined spaces – Occasional
• •Lifting/Carrying (under 25 lbs.) – Occasional
• •Lifting/Carrying (over 25 lbs.) – Never
• •Squatting – Occasional
• •Ben