COMPLIANCE ASSOCIATE II

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BBVA es una compañía global con más de 160 años de historia que opera en más de 25 países donde damos servicio a más de 80 millones de clientes. Somos más de 121.000 profesionales trabajando en equipos multidisciplinares con perfiles tan diversos como financieros, expertos legales, científicos de datos, desarrolladores, ingenieros y diseñadores

Job Purpose & Objectives

Assist and support business management in identifying, assessing, measuring and mitigating compliance risks.

Assist in providing reasonable assurance that the Bank and its employees comply with applicable laws, rules and regulations.

Assist in handling regulatory issues related to business partners and ensure appropriate management escalation.

Work closely with business partners to broaden their knowledge of industry specific regulatory requirements.

Key Responsibilities

Review KYC documentation on new account opening and perform transactions screening and monitoring in compliance with Group Policy and relevant anti-money laundering requirements.

Prepare and update policies and procedures in line with Group Policy and with regard to local laws, rules, regulations and guidelines.

Assist in providing advice and support to the business units in connection with potential regulatory impacts of relevant laws, rules, regulations and guidelines and capital markets products.

Assist in providing relevant training to staff on changes and development of laws, rules, regulations and guidelines.

Keeping track of regulatory developments and best practices applicable to the Singapore Branch.

Assist in the preparation of regulatory reporting, filings, draft STRs and self-assessments as required.

Assist in performing compliance review on business units in accordance with the standards and guidelines contained in the compliance monitoring plan.

Assist in information requests from regulatory authorities, internal and external audit requests for compliance-related audits.

Assist in any other ad hoc projects.

Job Specifications

Qualification & Experience

Degree holder in Finance, Accounting or Laws

At least 3 years relevant experience in compliance field or audit firms

Knowledge & Skills

Experience in Regulatory Compliance and AML regulatory requirements in relation to banking business

Knowledge of banking services and products

PC literacy (Microsoft Office including word, excel and powerpoint)

Language

Proficient in written and spoken English

Other Skills (e.g. Interpersonal, Communication etc)

Good interpersonal and communication skills

Customer-oriented

Self-motivated and be a team player

Ability to work under pressure

Habilidades:

Comunicación interpersonal