Equity Investment - Compliance & Risk Management

• About Us:
• Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by:
• a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions);
• b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China;
• c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions.

Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term).

Job Description:

• •Manage the department's business policies and procedures to ensure ongoing compliance with regulatory requirements; review and update policies and processes in line with business development.
• •Build a risk management framework combining front-end controls, concurrent monitoring and post-event analysis, tailored to the characteristics of the different business lines of the department, to safeguard sound and stable business operations.
• •Oversee business operations including fund planning, account management, trade booking and valuation, operational analytics, and regulatory reporting.
• •Execute trading for the department's various business lines.
• •Leverage digital and intelligent technologies to build a business management system covering all business areas of the department, creating a visualized management platform to enhance operational effectiveness and decision-making efficiency.

Qualifications:

• •Bachelor's degree in Finance, Economics, Law, Mathematics, Statistics, Financial Engineering or a related discipline.
• •In-depth understanding of trading processes across global equities, fixed income, commodities and OTC derivatives.
• •Minimum 3 years of relevant experience in business operations, risk management or compliance.
• •Strong analytical thinking and advanced Excel skills; proficiency in scripting languages such as Python is a plus.
• •Digitally minded, able to propose IT solutions to improve operational efficiency.
• •Excellent spoken and written English and Chinese, with strong communication skills.
• •Able to work well under pressure.
• •Shift work during night hours and public holidays may be required.